Order: In the Matter of Thomas John Finch

IN THE MATTER OF
THOMAS JOHN FINCH

File No. 2023-29

March 6, 2024

ORDER

WHEREAS on March 6, 2024, the Capital Markets Tribunal held a hearing by videoconference;

ON HEARING the submissions of the representatives for Staff of the Ontario Securities Commission and for Thomas John Finch;

IT IS ORDERED THAT:

1. by April 5, 2024 at 4:30 p.m., the respondent shall:
   1. serve and file their witness list,
   2. serve a summary of each witness’s anticipated evidence, and
   3. indicate any intention to call an expert witness, including providing the expert’s name and the issues on which the expert will give evidence; and
2. a further attendance in this matter is scheduled for May 6, 2024, at 1:00 p.m., by videoconference, or on such other date and time as may be agreed to by the parties and set by the Governance & Tribunal Secretariat.