Notice from the Office of the Secretary: In the Matter of TD Securities Inc. et al.

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

and

IN THE MATTER OF
AN APPLICATION FOR A HEARING AND REVIEW OF A DECISION
OF A HEARING PANEL FOR THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

and

IN THE MATTER OF
THE UNIVERSAL MARKET INTEGRITY RULES

and

IN THE MATTER OF
TD SECURITIES INC., KENNETH NOTT, AIDIN SADEGHI,
CHRISTOPHER KAPLAN, ROBERT NEMY and JAKE POULSTRUP

TORONTO – The Office of the Secretary issued a Notice of Hearing dated October 19, 2011 setting the matter down to be heard on December 12, 2011 and December 13, 2011, at 10:00 a.m. or as soon thereafter as the hearing can be held in the above named matter.

A copy of the Notice of Hearing dated October 19, 2011 and the Application dated December 29, 2010 are available at www.osc.gov.on.ca

OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY