Notice from the Office of the Secretary: In the Matter of TD Securities Inc. et al.
For Immediate Release
IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
and
IN THE MATTER OF
AN APPLICATION FOR A HEARING AND REVIEW OF A DECISION
OF A HEARING PANEL FOR THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA
and
IN THE MATTER OF
THE UNIVERSAL MARKET INTEGRITY RULES
and
IN THE MATTER OF
TD SECURITIES INC., KENNETH NOTT, AIDIN SADEGHI,
CHRISTOPHER KAPLAN, ROBERT NEMY and JAKE POULSTRUP
TORONTO – The Office of the Secretary issued a Notice of Hearing dated October 19, 2011 setting the matter down to be heard on December 12, 2011 and December 13, 2011, at 10:00 a.m. or as soon thereafter as the hearing can be held in the above named matter.
A copy of the Notice of Hearing dated October 19, 2011 and the Application dated December 29, 2010 are available at www.osc.gov.on.ca
OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY
| For media inquiries: media_inquiries@osc.gov.on.ca |
Wendy Dey Director, Communications & Public Affairs 416-593-8120 Carolyn Shaw-Rimmington Manager, Public Affairs 416-593-2361 Dylan Rae Media Relations Specialist 416-595-8934 |
|
| For Investor Inquiries: | OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free) |