Order: In the Matter of Marilyn Dianne Stuart

IN THE MATTER OF
MARILYN DIANNE STUART

Wendy Berman, Vice-Chair and Chair of the Panel

    File No. 2021-1

March 3, 2021

ORDER

(Subsections 127(1) and 127(10) of the
Securities Act, RSO 1990, c S.5)

WHEREAS, the Ontario Securities Commission (the Commission) held a hearing in writing to consider a request by Staff of the Commission (Staff), for an order imposing sanctions against Marilyn Dianne Stuart (Stuart) pursuant to subsections 127(1) and 127(10) of the Securities Act, RSO 1990, c S.5 (the Act);

ON READING the materials filed by Staff, Stuart not having filed any materials, although properly served;

IT IS ORDERED that:

1. pursuant to paragraph 2 of subsection 127(1) of the Act, trading in any securities or derivatives by Stuart shall cease permanently;
2. pursuant to paragraph 2.1 of subsection 127(1) of the Act, the acquisition of any securities by Stuart is prohibited permanently;
3. pursuant to paragraph 3 of subsection 127(1) of the Act, any exemptions contained in Ontario securities law do not apply to Stuart permanently;
4. pursuant to paragraphs 7, 8.1 and 8.3 of subsection 127(1) of the Act, Stuart resign any positions she holds as a director or officer of an issuer or registrant;
5. pursuant to paragraphs 8, 8.2 and 8.4 of subsection 127(1) of the Act, Stuart is prohibited permanently from becoming or acting as a director or officer of any issuer or registrant; and
6. pursuant to paragraph 8.5 of subsection 127(1), Stuart is prohibited permanently from becoming or acting as a registrant or promoter.