Notice of Hearing: In the Matter of Julian Robert Ricci

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF A DECISION
OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

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IN THE MATTER OF THE RULES OF INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

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IN THE MATTER OF JULIAN ROBERT RICCI

NOTICE OF HEARING
(Section 21.7 of the Securities Act)

TAKE NOTICE THAT the Ontario Securities Commission (the “Commission”) will hold a hearing pursuant to section 21.7 of the Securities Act, R.S.O. 1990, c.S.5, as amended, to consider the Application made by Julian Robert Ricci for a review of the Penalty Decision of the Investment Industry Regulatory Organization of Canada dated June 9, 2014;

AND TAKE FURTHER NOTICE THAT the hearing will be held on November 24, 2014 at 10:00 a.m. or as soon thereafter as the hearing can be held at Commission’s offices at 20 Queen Street West, 17th Floor, Toronto, Ontario.

Dated at Toronto this 24th day of October, 2014