Order: In the Matter of Nelson Financial Group Ltd. et al.

Order
Télécharger le PDF

IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5 AS AMENDED

- AND -

IN THE MATTER OF
NELSON FINANCIAL GROUP LTD., NELSON INVESTMENT GROUP LTD.,
MARC D. BOUTET, STEPHANIE LOCKMAN SOBOL,
PAUL MANUEL TORRES, H. W. PETER KNOLL

ORDER
(Section 127)



    WHEREAS on May 12, 2010, the Ontario Securities Commission (the "Commission") issued a Notice of Hearing and a Statement of Allegations in this matter pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the "Act");

    AND WHEREAS on August 16, 2010, the Commission ordered that the hearing on the merits shall commence on Monday, February 14, 2011 at 10:00 a.m.;

    AND WHEREAS on January 31, 2011, the Commission ordered that:

  1. The hearing for this matter is adjourned to May 16, 2011 through to May 31, 2011, excluding May 23 and 24, 2011, peremptory to the Respondents with or without counsel; and
  2. A pre-hearing conference will be held on February 25, 2011 at 11:00 a.m.

    AND WHEREAS on February 25, 2011, the Commission held a pre-hearing conference attended by Staff on behalf of all parties;

    AND WHEREAS the Commission is of the opinion that it is in the public interest to make this order;

    IT IS ORDERED THAT the pre-hearing conference will be adjourned to May 9, 2011 at 10:00 a.m. or such other date or time as agreed upon by the parties and fixed by the Office of the Secretary.

 

DATED at Toronto this 25th day of February, 2011.

 

" Mary G. Condon "
Mary G. Condon