Order: In the Matter of Glen Harvey Harper
IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, CHAPTER S. 5, AS AMENDED
- and -
IN THE MATTER OF
GLEN HARVEY HARPER
ORDER
(Section 127)
WHEREAS on January 12, 2004, the Ontario Securities Commission (the Commission) issued a Notice of Hearing pursuant to section 127 of the Securities Act (the Act) in respect of Glen Harvey Harper;
AND WHEREAS the Commission conducted a hearing into this matter on March 19, 2004;
AND WHEREAS the Commission is of the opinion that it is in the public interest to make this order;
IT IS ORDERED THAT:
- Pursuant to clause 8 of s.127(1) of the Act, Harper is prohibited for 15 years from becoming or acting as a director or officer of any reporting issuer.
- Pursuant to clause 2 of s.127(1) of the Act, trading in any securities by Harper cease for a period of 15 years, with the exception that Harper be permitted to trade
- for his own account or any account in which he or he and his wife have the only beneficial interest (including any registered retirement savings plan account),
- in debt securities,
- in securities of reporting issuers whose market capitalization exceeds $500 million at the time of acquisition, and
- in securities of any issuer that is not a reporting issuer; and
- for 90 days from the date of this order in order to dispose of securities owned at the date hereof by him or his registered retirement savings plans.
- for his own account or any account in which he or he and his wife have the only beneficial interest (including any registered retirement savings plan account),
DATED at Toronto this 8th day of April, 2004.
"Paul M. Moore"
Paul M. Moore, Q.C. |
"Paul K. Bates"
Paul K. Bates |
"Suresh Thakrar" |