Order: In the Matter of Thomas John Finch

IN THE MATTER OF
THOMAS JOHN FINCH

File No. 2023-29

November 16, 2023

ORDER

WHEREAS on November 16, 2023, the Capital Markets Tribunal held a hearing by videoconference;

ON HEARING the submissions of the representatives for Staff of the Ontario Securities Commission (Staff) and for Thomas John Finch;

IT IS ORDERED THAT:

1. by 4:30 p.m. on February 23, 2024, the respondent shall serve and file a motion, if any, regarding Staff’s disclosure or seeking disclosure of additional documents;
2. by 4:30 p.m. on February 27, 2024, Staff shall:
   1. serve and file a witness list,
   2. serve a summary of each witness’s anticipated evidence on the respondent, and
   3. indicate any intention to call an expert witness, including providing the expert’s name and the issues on which the expert will give evidence; and 
3. a further attendance in this matter is scheduled for March 6, 2024, at 10:00 a.m., by videoconference, or on such other date and time as may be agreed to by the parties and set by the Governance & Tribunal Secretariat.