Notice of Hearing: In the Matter of Robert James Emerson
IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, C. S.5, AS AMENDED
- AND -
IN THE MATTER OF
ROBERT JAMES EMERSON
NOTICE OF HEARING
(Sections 127 and 127.1)
(a) |
to make an order pursuant to section 127(1) clause 2 of the Act that trading in securities by Robert James Emerson ("Emerson") cease permanently or for such other period as specified by the Commission; |
(b) | to make an order pursuant to section 127(1) clause 7 of the Act that Emerson resign one or more positions which Emerson may hold as an officer or director of any issuer; |
(c) | to make an order pursuant to section 127(1) clause 8 of the Act that Emerson is prohibited from becoming or acting as a director or officer of any issuer permanently or for such other period as specified by the Commission; |
(d) | to make an order pursuant to section 127(1) clause 6 of the Act that Emerson be reprimanded; |
(e) | to make an order pursuant to section 127.1 of the Act that Emerson pay the costs of Staff's investigation and the costs of, or related to, this proceeding, incurred by or on behalf of the Commission; |
(f) | to make such other order as the Commission considers appropriate. |
DATED at Toronto this 11th day of February, 2002
John Stevenson Secretary to the Commission |
TO: | Mr. Robert James Emerson |