Order: In the Matter of Leszek Dziadecki

Order
Télécharger le PDF

LESZEK DZIADECKI

- and -

CANADIAN INVESTMENT REGULATORY ORGANIZATION

- and -

ONTARIO SECURITIES COMMISSION

 

File No. 2024-4

Adjudicator: Mary Condon

April 4, 2024

ORDER

WHEREAS on April 2, 2024, the Capital Markets Tribunal held a hearing by videoconference in relation to the application brought by Leszek Dziadecki for review of a decision of the Canadian Investment Regulatory Organization (CIRO) dated January 30, 2024;

ON HEARING the submissions of Dziadecki, and representatives for CIRO and the Ontario Securities Commission (the Commission);

IT IS ORDERED THAT:

  1. Dziadecki shall serve and file an amended application (Application) by April 12, 2024 at 4:00 p.m.;
  2. the hearing of the Application shall commence on July 29, 2024, at 10:00 a.m. at the Capital Markets Tribunal located at 20 Queen Street West, 17th Floor, Toronto, Ontario, and continue on July 30, 2024, or as may be agreed to by the parties and set by the Governance & Tribunal Secretariat;
  3. the parties shall adhere to the following timeline for the delivery of materials for the Application:
    1. CIRO shall ensure that the record of the original proceeding (both merits and sanctions portions) is served and filed by April 12, 2024 at 4:00 p.m.;
    2. by May 13, 2024 at 4:00 p.m., parties shall serve and file any motions regarding new evidence, pursuant to subrule 17(5) of the Capital Markets Tribunal Rules of Procedure;
    3. by June 14, 2024 at 4:00 p.m., Dziadecki shall serve and file his written submissions;
    4. by July 5, 2024 at 4:00 p.m., staff of CIRO shall serve and file responding written submissions;
    5. by July 5, 2024 at 4:00 p.m., the Commission shall serve and file responding written submissions; and
    6. by July 15, 2024 at 4:00 p.m., Dziadecki shall serve and file reply written submissions, if any; and
  4. a case management hearing is scheduled for June 11, 2024, at 2:00 p.m., by videoconference, or as may be agreed to by the parties and set by the Governance & Tribunal Secretariat.

 

“Mary Condon”
Mary Condon