Order: In the Matter of Caldwell Investment Management Ltd.

Order
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FILE NO.: 2018-36

IN THE MATTER OF
CALDWELL INVESTMENT MANAGEMENT LTD.

Robert P. Hutchison, Commissioner and Chair of the Panel

October 18, 2018

ORDER

WHEREAS on October 18, 2018, the Ontario Securities Commission held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario;

ON HEARING the submissions of the representatives for Staff of the Commission and for Caldwell Investment Management Ltd. (the Respondent);

IT IS ORDERED THAT:

  1. the Respondent shall file and serve a witness list, serve a summary of each witness’s anticipated evidence on Staff, and indicate any intention to call an expert witness no later than November 16, 2018;
  2. the parties shall file the e-hearing checklist for the hearing on the merits no later than December 7, 2018; and
  3. the third attendance in this matter is scheduled for December 17, 2018 at 10:00 a.m., or such other dates and times as provided by the Office of the Secretary and agreed to by the parties.

 

" Robert P. Hutchison "
Robert P. Hutchison