Order: In the Matter of Aux Cayes Fintech Co. Ltd.

Order

IN THE MATTER OF
AUX CAYES FINTECH CO. LTD.

File No. 2021-29

Adjudicators:

James Douglas (chair of the panel)
Timothy Moseley

July 7, 2022

ORDER

WHEREAS the Capital Markets Tribunal held a hearing in writing to consider a request for an order permitting Staff of the Ontario Securities Commission (Staff) to serve and file an updated witness list and summary of anticipated evidence;

ON READING the draft Order and considering the consent of the parties;

IT IS ORDERED THAT:

  1. Staff is granted leave to, by no later than seven days from the date of this Order:
    1. file and serve on the Respondent an updated witness list that replaces the investigator identified previously on the witness list (R.S.) with a new investigator (J.W.); and
    2. serve a summary of J.W.’s anticipated evidence on the Respondent; and
  2. at the hearing of the merits in this proceeding, Staff may call J.W. as a witness instead of R.S.

 

“James Douglas”
James Douglas
“Timothy Moseley”
Timothy Moseley