Order: In the Matter of Amin Mohammed Ali

Order

IN THE MATTER OF
AMIN MOHAMMED ALI

File No. 2022-6

Adjudicators:

M. Cecilia Williams (chair of the panel)
William Furlong

March 20, 2023

ORDER

 

WHEREAS on March 20, 2023, the Capital Markets Tribunal held a hearing by videoconference in relation to the application brought by Amin Mohammed Ali to review the decisions of the Mutual Fund Dealers Association (MFDA) dated February 10, 2022, and considered a request from Mr. Ali to adjourn this hearing so that he may seek new legal representation;

ON HEARING the submissions of the representative of Ali, appearing by telephone, and of the representatives of Staff of the New Self Regulatory Organization of Canada (formerly MFDA) (New SRO) and of Staff of the Ontario Securities Commission, and on considering that Staff of the New SRO and Staff of the Commission do not object to the adjournment request;

IT IS ORDERED THAT this hearing is adjourned to May 31, 2023, at 10:00 a.m. by videoconference, or on such other date and time as may be agreed to by the parties and set by the Governance & Tribunal Secretariat.
 

“M. Cecilia Williams”
M. Cecilia Williams
“William Furlong”
William Furlong