Notice from the Office of the Secretary: In the Matter of TD Securities Inc. et al.

IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF
AN APPLICATION FOR A HEARING AND REVIEW OF A DECISION OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

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IN THE MATTER OF THE UNIVERSAL MARKET INTEGRITY RULES

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IN THE MATTER OF TD SECURITIES INC., KENNETH NOTT, AIDIN SADEGHI, CHRISTOPHER KAPLAN, ROBERT NEMY and JAKE POULSTRUP

TORONTO – The Commission issued its Reasons and Decision in the above named matter.

A copy of the Reasons and Decision dated July 19, 2013 is available at www.osc.gov.on.ca

OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY