Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.

IN THE MATTER OF THE SECURITIES ACT
RSO 1990, c S.5

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IN THE MATTER OF SCOTIA CAPITAL INC., SCOTIA SECURITIES INC. AND
HOLLISWEALTH ADVISORY SERVICES INC.

TORONTO – The Office of the Secretary issued a Notice of Hearing to consider whether it is in the public interest to approve the Settlement Agreement dated July 25, 2016, on a no-contest basis, between Staff of the Commission and Scotia Capital Inc., Scotia Securities Inc. and Holliswealth Advisory Services Inc.

The hearing pursuant to subsections 127(1) and 127(2) of the Securities Act, RSO 1990, c. S.5 will be held at the offices of the Commission located at 20 Queen Street West, 17th Floor, on July 29, 2016 at 1:00 p.m.

A copy of the Notice of Hearing dated July 26, 2016 and Statement of Allegations of Staff of the Ontario Securities Commission dated July 26, 2016 are available at www.osc.gov.on.ca.

OFFICE OF THE SECRETARY
ROBERT BLAIR
ACTING SECRETARY

 

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