Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.

IN THE MATTER OF THE SECURITIES ACT,
RSO 1990, c S.5

- AND –

IN THE MATTER OF SCOTIA CAPITAL INC.,
SCOTIA SECURITIES INC. AND
HOLLISWEALTH ADVISORY SERVICES INC.

TORONTO – The Commission issued its Oral Ruling and Reasons following the Settlement Hearing held in the above noted matter.

A copy of the Oral Ruling and Reasons approved by the Chair of the Panel on August 11, 2016 is available at www.osc.gov.on.ca.

OFFICE OF THE SECRETARY
ROBERT BLAIR
ACTING SECRETARY