Notice from the Office of the Secretary: In the Matter of Paul Azeff et al.

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

- AND -

IN THE MATTER OF PAUL AZEFF, KORIN BOBROW,
MITCHELL FINKELSTEIN, HOWARD JEFFREY MILLER AND
MAN KIN CHENG (a.k.a. FRANCIS CHENG)

TORONTO – The Commission issued an Order in the above named matter which provides that:

1. At the hearing on the merits in this matter, the names of clients of TD shall be referred to by first name and first initial of their last name;
2. At the hearing on the merits in this matter, trading records and other emails identifying clients of TD shall not appear on the public screen; and
3. At the hearing on the merits in this matter, trading records and other emails identifying clients of TD shall be protected under a confidentiality order, as necessary.

A copy of the Order dated September 29, 2014 is available at www.osc.gov.on.ca.

 

OFFICE OF THE SECRETARY
JOSÉE TURCOTTE
ACTING SECRETARY

 

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