Notice from the Office of the Secretary: In the Matter of Krishna Sammy

IN THE MATTER OF THE SECURITIES ACT,
RSO 1990, c S.5

- AND -

IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF THE DECISION OF
A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

- AND –

IN THE MATTER OF KRISHNA SAMMY

TORONTO – The Commission issued an Order in the above named matter which provides that Sammy’s application for a hearing and review of the IIROC Decision is dismissed.

A copy of the Order dated October 28, 2016 is available at www.osc.gov.on.ca.

OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY

 

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