Notice from the Office of the Secretary: In the Matter of Krishna Sammy

IN THE MATTER OF THE SECURITIES ACT,
RSO 1990, c S.5

- AND -

IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF THE DECISION OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

- AND –

IN THE MATTER OF KRISHNA SAMMY

TORONTO – The Commission issued an Order in the above named matter which provides that:

1. the Application to Revoke or Vary is granted and the October 28, 2016 Order of the Commission is revoked;
2. a confidential pre-hearing conference shall be held by teleconference on March 8, 2017 at 11:00 a.m. EST;
3. pursuant to subsection 9(1)(b) of the Statutory Powers and Procedure Act, RSO 1990, c S.22 and Rule 5.2 of the Commission’s Rules of Procedure (2014), 37 OSCB 4168, the “Further Amended Application for Further Decision dated February 27, 2017” found at Tab 3 of the Application Record dated February 27, 2017 is confidential; and
4. the hearing of the Application for Hearing and Review shall commence on March 30, 2017, at 11:30 a.m. EST.

A copy of the Order dated February 28, 2017 is available at www.osc.gov.on.ca.
 

OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY TO THE COMMISSION