Notice from the Office of the Secretary: In the Matter of David M. O'Brien

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

– AND –
IN THE MATTER OF DAVID M. O’BRIEN

TORONTO – The Commission issued an Order in the above named matter which provides that:

1. a confidential pre-hearing conference shall take place on September 15, 2014 at 9:00 a.m.;
2. O’Brien shall file and serve any materials on which he intends to rely at the pre-hearing conference by September 8, 2014; and
3. the records from the May 8, 2014 and September 15, 2014 confidential pre-hearing conferences shall be sealed and treated as confidential pursuant to subsection 9(1) of the SPPA and rule 8.1 and subrule 5.2(1) of the Rules of Procedure.

A copy of the Order dated May 8, 2014 is available at www.osc.gov.on.ca.

OFFICE OF THE SECRETARY
JOSEE TURCOTTE
ACTING SECRETARY

 

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