Notice from the Office of the Secretary: In the Matter of CIBC World Markets Inc et al.

IN THE MATTER OF THE SECURITIES ACT
RSO 1990, c S.5

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IN THE MATTER OF CIBC WORLD MARKETS INC.,
CIBC INVESTOR SERVICES INC. AND CIBC SECURITIES INC.

TORONTO – Following a hearing held today, the Commission issued an Order in the above named matter approving the Settlement Agreement reached between Staff of the Commission and CIBC World Markets Inc., CIBC Investor Services Inc. and CIBC Securities Inc. and the Reasons and Decision.

A copy of the Order dated October 28, 2016, Settlement Agreement dated October 24, 2016 and Reasons and Decision dated October 28, 2016 are available at www.osc.gov.on.ca.

 

OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY

 

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