Notice from the Office of the Secretary: Assante Capital Management Ltd.and Assante Financial Management Ltd., File No. 2017-72

ASSANTE CAPITAL MANAGEMENT LTD. and ASSANTE FINANCIAL MANAGEMENT LTD., FILE No. 2017-72

TORONTO – The Office of the Secretary issued a Notice of Hearing to consider whether it is in the public interest to approve the Settlement Agreement dated December 18, 2017, on a no-contest basis, between Staff of the Commission and Assante Capital Management Ltd. and Assante Financial Management Ltd.

The hearing pursuant to Section 127 of the Securities Act, will be held at the offices of the Commission located at 20 Queen Street West, 17th Floor, on December 21, 2017 at 9:00 a.m.

A copy of the Notice of Hearing dated December 18, 2017 and Statement of Allegations of Staff of the Ontario Securities Commission dated December 18, 2017 are available at www.osc.gov.on.ca.

 

OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY TO THE COMMISSION

 

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