Proceedings
The Capital Markets Tribunal hears different types of proceedings. Each proceeding typically includes multiple hearings. If you are interested in attending a hearing, please consult our Tribunal hearing schedule.
Adjudicative records are documents that relate to a proceeding before a panel (the adjudicator(s) who preside over a hearing). By searching for a proceeding, you can view the adjudicative records associated with that proceeding. The following adjudicative records are currently published on this page, unless a panel orders otherwise:
• Applications
• Notices of Hearing
• Motions
• Notices of Withdrawal
• Decisions
• Orders
• Reasons
• Settlement agreements
Other adjudicative records are available to the public upon request, if practicable, unless a panel orders otherwise. Requests for access to adjudicative records should be made to record@osc.gov.on.ca or by contacting OSC Records at 416-593-3735, TTY: 1-866-827-1295.
In addition, reasons for decisions issued since 2004 are available free of charge on the Canadian Legal Information Institute website (CanLII) .
For more information or assistance with inquiries relating to current proceedings before the Tribunal, contact the Registrar at registrar@capitalmarketstribunal.ca .