Notice: Nicholas Agar and Paul Ungerman, File No. 2024-1

For Immediate Release
Notice

TORONTO – The Tribunal issued a Notice of Hearing for a hearing to consider whether it is in the public interest to approve a settlement agreement entered into by Staff of the Commission, Nicholas Agar and Paul Ungerman in the above-named matter.

The hearing will be held on January 26, 2024 at 10:00 a.m.

A copy of the Notice of Hearing dated January 12, 2024 and Statement of Allegations dated January 10, 2024 are available at capitalmarketstribunal.ca.

 

Registrar, Governance & Tribunal Secretariat
Ontario Securities Commission

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