Notice of Hearing: In the Matter of Nicholas Agar and Paul Ungerman

Notice of Hearing
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FILE NO.: 2024-1

IN THE MATTER OF
NICHOLAS AGAR AND PAUL UNGERMAN

NOTICE OF HEARING

Subsection 127(1) and section 127.1 of the Securities Act, RSO 1990, c S.5

PROCEEDING TYPE: Public Settlement Hearing 
HEARING DATE AND TIME: January 26, 2024, at 10:00 am
LOCATION: By videoconference

PURPOSE
The purpose of this hearing is to consider whether it is in the public interest for the Capital Markets Tribunal to approve the Settlement Agreement dated January 10, 2024, between Staff of the Commission, Nicholas Agar and Paul Ungerman in respect of the Statement of Allegations filed by Staff of the Commission dated January 10, 2023.

REPRESENTATION
Any party to the proceeding may be represented by a representative at the hearing.

FAILURE TO ATTEND 
IF A PARTY DOES NOT ATTEND, THE HEARING MAY PROCEED IN THE PARTY’S ABSENCE AND THE PARTY WILL NOT BE ENTITLED TO ANY FURTHER NOTICE IN THE PROCEEDING.

FRENCH HEARING
This Notice of Hearing is also available in French on request of a party. Participation may be in either French or English. Participants must notify the Tribunal in writing as soon as possible if the participant is requesting a proceeding be conducted wholly or partly in French. 
 

AVIS EN FRANÇAIS
L'avis d'audience est disponible en français sur demande d’une partie, que la participation à l'audience peut se faire en français ou en anglais et que les participants doivent aviser le Tribunal par écrit dès que possible si le participant demande qu'une instance soit tenue entièrement ou partiellement en français.

 

Dated at Toronto this 12th day of January, 2024.          

Registrar, Governance & Tribunal Secretariat
Ontario Securities Commission

For more information
Please visit capitalmarketstribunal.ca or contact the Registrar at registrar@capitalmarketstribunal.ca.