Order: In the Matter of Earl Marek

IN THE MATTER OF
EARL MAREK

Timothy Moseley, Chair of the Panel

August 30, 2017

ORDER

WHEREAS on August 29, 2017, the Ontario Securities Commission held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario, with respect to case management of an application for a hearing and review of decisions of the Investment Industry Regulatory Organization of Canada, which application was brought by Earl Marek (the Applicant) pursuant to sections 8 and 21.7 of the Securities Act, RSO 1990, c S.5; and

ON HEARING the submissions of counsel representing the Applicant, Staff of the Investment Industry Regulatory Organization of Canada (IIROC Staff) and Enforcement Staff of the Commission (Commission Staff);

IT IS ORDERED THAT:

1. if the Applicant intends to introduce new evidence in this application, the Applicant shall file and serve copies of such evidence by no later than October 5, 2017;

2. if necessary, a pre-hearing conference shall be held on October 6, 2017 at 10:00 a.m., and the parties shall contact the Registrar to advise whether that attendance is necessary by no later than October 5, 2017;

3. by no later than October 13, 2017, the Applicant shall file and serve his memorandum of fact and law;

4. by no later than October 25, 2017, each of IIROC Staff and Commission Staff shall file and serve its responding memorandum of fact and law;

5. by no later than October 31, 2017, the Applicant shall file and serve his reply memorandum of fact and law, if any;

6. the hearing of this application shall commence on November 8, 2017, at 10:30 a.m. and, if necessary, shall continue on November 9, 2017, commencing at 10:00 a.m.