Order: In the Matter of John Steven Hawkyard
IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
- and -
IN THE MATTER OF
JOHN STEVEN HAWKYARD
ORDER
(Section 127(1))
WHEREAS on September 18, 2002, the Ontario Securities Commission issued a Notice of Hearing pursuant to sections 127(1) and 127.1 of the Securities Act, R.S.O. 1990 c. S.5, as amended in respect John Steven Hawkyard;
AND WHEREAS Hawkyard entered into a settlement agreement dated April 25, 2003 and April 28, 2003 in which he agreed to a proposed settlement of the proceeding, subject to the approval of the Commission;
AND UPON reviewing the Settlement Agreement and the Statement of Allegations of Staff of the Commission, and upon hearing submissions from counsel for Hawkyard and from Staff;
AND WHEREAS the Commission is of the opinion that it is in the public interest to make this Order;
IT IS HEARBY ORDERED THAT:
- the Settlement Agreement dated April 25, 2003 and April 28, 2003, attached to this Order, is hereby approved;
- pursuant to subsection 127(1)(6) of the Act, Hawkyard is hereby reprimanded;
- pursuant to subsection 127(1) of the Act, effective the date of this Order, Hawkyard's registration is suspended for a period of twelve months; and,
- as a condition precedent to the reinstatement of his registration, Hawkyard will successfully complete the Ethics Seminar of the Compliance Program, a course offered by the Canadian Securities Institute, on Saturday, May 10, 2003.
DATED at Toronto this 29th day of April, 2003.
"Robert W. Davis" | "Kerry D. Adams" | |
Robert W. Davis | Kerry D. Adams |