Order: Finch (Re)

Order

IN THE MATTER OF
THOMAS JOHN FINCH

File No. 2023-29

Adjudicator:

Jane Waechter (chair of the panel)
Andrea Burke

January 10, 2025

ORDER

WHEREAS on January 10, 2025, the Capital Markets Tribunal held a hearing by videoconference; 

ON HEARING the submissions of the representatives for the Ontario Securities Commission and for Thomas John Finch;

IT IS ORDERED THAT by 4:30 p.m. on February 12, 2025, the Commission shall:

  1. provide to the Registrar an electronic version of its book of documents containing the documents it intends to rely on or enter as evidence at the merits hearing; and
  2. file the affidavit of its witness Yu Chen.
“Jane Waechter”
Jane Waechter
“Andrea Burke”
Andrea Burke