Order: Finch (Re)
IN THE MATTER OF
THOMAS JOHN FINCH
File No. 2023-29
Adjudicator:
Jane Waechter (chair of the panel)
Andrea Burke
January 10, 2025
ORDER
WHEREAS on January 10, 2025, the Capital Markets Tribunal held a hearing by videoconference;
ON HEARING the submissions of the representatives for the Ontario Securities Commission and for Thomas John Finch;
IT IS ORDERED THAT by 4:30 p.m. on February 12, 2025, the Commission shall:
- provide to the Registrar an electronic version of its book of documents containing the documents it intends to rely on or enter as evidence at the merits hearing; and
- file the affidavit of its witness Yu Chen.
“Jane Waechter”
Jane Waechter
Jane Waechter
“Andrea Burke”
Andrea Burke
Andrea Burke