Datek Online Brokerage Services LLC (Re)

File Number:
Unavailable
Proceeding Name:
Datek Online Brokerage Services LLC (Re)
Notice of Hearing:
Respondents / Applicants:
Ameritrade Inc., Datek Online Brokerage Services LLC, TD Waterhouse Investor Services, Inc.

Proceeding documents

Date (MM/DD/YYYY)
Results 1 - 4 of 4
File #
Issue Date
Document Type
Document Title
Web
PDF
Settlement Agreement
Settlement Agreement: In the Matter of TD Waterhouse Investor Services, Inc. -
Notice of Hearing
Notice of Hearing: In the Matter of Datek Online Brokerage Services LLC et al.
Statement of Allegations
Statement of Allegations: In the Matter of Datek Online Brokerage Services LLC et al.
Settlement Agreement
Settlement Agreement: In the Matter of Ameritrade, Inc.