Notice from the Office of the Secretary: In the Matter of Scotia Capital Inc. et al.

For Immediate Release
Notice from the Office of the Secretary

IN THE MATTER OF THE SECURITIES ACT
RSO 1990, c S.5

- and -

IN THE MATTER OF SCOTIA CAPITAL INC., SCOTIA SECURITIES INC. AND
HOLLISWEALTH ADVISORY SERVICES INC.

 

TORONTO – Following a hearing held today, the Commission issued an Order in the above named matter approving the Settlement Agreement reached between Staff of the Commission and Scotia Capital Inc., Scotia Securities Inc. and Holliswealth Advisory Services Inc.

 

 

 


A copy of the Order dated July 29, 2016 and Settlement Agreement dated July 25, 2016 are available at www.osc.gov.on.ca.

 

 

OFFICE OF THE SECRETARY
ROBERT BLAIR
ACTING SECRETARY

 

 

 

- 30 -

 

 

For media inquiries:
media_inquiries@osc.gov.on.ca		      
For Investor Inquiries:     OSC Contact Centre
416-593-8314
1-877-785-1555 (Toll Free)