Notice from the Office of the Secretary: In the Matter of RBC Dominion Securities Inc. et al.

For Immediate Release
Notice from the Office of the Secretary

IN THE MATTER OF
RBC DOMINION SECURITIES INC.,
ROYAL MUTUAL FUNDS INC., AND
RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC.

 

TORONTO – The Office of the Secretary issued a Notice of Hearing to consider whether it is in the public interest to approve the Settlement Agreement dated June 21, 2017, on a no-contest basis, between Staff of the Commission and RBC Dominion Securities Inc., Royal Mutual Funds Inc., and RBC Phillips, Hager & North Investment Counsel Inc.

The hearing pursuant to subsections 127(1) and 127(2) of the Securities Act, will be held at the offices of the Commission located at 20 Queen Street West, 17th Floor, on June 27, 2017 at 11:00 a.m.

A copy of the Notice of Hearing dated June 22, 2017 and Statement of Allegations of Staff of the Ontario Securities Commission dated June 22, 2017 are available at www.osc.gov.on.ca.

 

 

 

 

 

 

OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY TO THE COMMISSION

 

 

 

 

 

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