Notice from the Office of the Secretary: In the Matter of Pro-Financial Asset Management Inc.

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

- AND -

IN THE MATTER OF PRO-FINANCIAL ASSET MANAGEMENT INC.

TORONTO – The Commission issued an Order in the above named matter which provides that:

1. the affidavit of Michael Ho sworn October 8, 2013, the affidavit of Stuart McKinnon sworn October 7, 2013, the affidavit of Kenneth White sworn October 7, 2013 and the written submissions of the parties dated October 8 and 9, 2013 shall be treated as confidential documents until further order of the Commission;
2. the previous orders as to confidentiality made by the Commission’s orders on July 22, 2013 and August 27, 2013 shall remain in force until further order or direction of the Commission, subject to the order referred to in paragraph 3 below;
3. Staff shall be entitled to provide copies of the documents relating to the PPN reconciliation process listed on Schedule “A” to this order to counsel for the Banks on condition that the Banks treat those documents as confidential documents and not provide copies to any third party without further direction or order of the Commission.

A copy of the Order dated October 17, 2013 is available at www.osc.gov.on.ca

 

OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY

 

 

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