Notice from the Office of the Secretary: In the Matter of Krishna Sammy

IN THE MATTER OF THE SECURITIES ACT,
RSO 1990, c S.5

- AND -

IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF THE DECISION
OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

- AND –

IN THE MATTER OF KRISHNA SAMMY

TORONTO – The Commission issued an Order in the above named matter which provides that:

1. Sammy shall serve and file by no later than 4:30 p.m. on January 6, 2017:
1. the affidavit referred to in the Application to Revoke or Vary (“the Affidavit”); and
2. the complete Application Record for the Application for Hearing and Review, as required by Rule 14.3(2) of the Ontario Securities Commission Rules of Procedure (2014) 37 OSCB 4168;
2. cross-examinations on the Affidavit by IIROC Staff and Commission Staff, if any, shall be completed by February 7, 2017;
3. IIROC Staff and Commission Staff shall serve and file any affidavits in response by no later than 4:30 p.m. on February 15, 2017; and
4. the hearing with respect to the Application to Revoke or Vary shall take place on February 23, 2017 at 10:00 a.m.

A copy of the Order dated December 15, 2016 is available at www.osc.gov.on.ca.

OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY