Notice from the Office of the Secretary: In the Matter of Hector Wong

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF AN APPLICATION FOR A HEARING AND REVIEW OF A DECISION
OF THE ONTARIO COUNCIL OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA, PURSUANT TO SECTION 21.7 OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF DISCIPLINE PROCEEDINGS PURSUANT TO THE BY-LAWS OF
THE INVESTMENT DEALERS ASSOCIATION OF CANADA AND THE DEALER MEMBER
RULES OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

BETWEEN

STAFF OF THE INVESTMENT INDUSTRY
REGULATORY ORGANIZATION OF CANADA

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HECTOR WONG

TORONTO – The Office of the Secretary issued a Notice of Hearing setting the matter down to be heard on June 1 and 2, 2011 at 10:00 a.m. or as soon thereafter as the hearing can be held in the above named matter.

A copy of the Notice of Hearing dated February 3, 2011 and the Amended Notice of Request for Hearing and Review dated November 11, 2010 are available at www.osc.gov.on.ca

OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY