Notice from the Office of the Secretary: In the Matter of a Disciplinary Proceeding Between Staff of IIROC and Mark Allen Dennis

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF A DECISION OF A HEARING PANEL OF THE
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
(“IIROC”) PURSUANT TO THE RULES OF THE INVESTMENT DEALERS
ASSOCIATION OF CANADA (“IDA”)

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IN THE MATTER OF A DISCIPLINARY PROCEEDING BETWEEN STAFF OF
IIROC AND MARK ALLEN DENNIS

TORONTO – The Ontario Securities Commission will hold a hearing to consider the Application made by Staff of IIROC for a review of a Decision of a Hearing Panel of the IIROC dated June 3, 2011.

The hearing will be held on November 21, 2011 at 10:00 a.m. on the 17th floor of the Commission's offices located at 20 Queen Street West, Toronto.

A copy of the Application For a Hearing and Review dated June 30, 2011 is available at www.osc.gov.on.ca

OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY