Notice from the Office of the Secretary: In the Matter of a Disciplinary Proceeding Between Staff of IIROC and Mark Allen Dennis

For Immediate Release
Notice from the Office of the Secretary

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

- AND -

IN THE MATTER OF AN APPLICATION FOR A HEARING AND REVIEW OF A DECISION OF THE ONTARIO DISTRICT COUNCIL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA PURSUANT TO SECTION 21.7 OF THE SECURITIES ACT, R.S.O. c. S.5, AS AMENDED

- AND -

IN THE MATTER OF DISCIPLINE PROCEEDINGS PURSUANT TO THE BY-LAWS OF THE INVESTMENT DEALERS ASSOCIATION OF CANADA AND THE DEALER MEMBER RULES OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

- BETWEEN -

STAFF OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

- AND -

MARK ALLEN DENNIS

 

 

TORONTO – The Commission issued its Reasons For Decision and an Order in the above named matter.

 

 

A copy of the Reasons For Decision and the Order dated July 31, 2012 are available at www.osc.gov.on.ca

 

OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY

 

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