Notice from the Office of the Secretary: In the Matter of David M. O'Brien

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

- AND -

IN THE MATTER OF DAVID M. O’BRIEN

TORONTO – The Commission issued an Order in the above named matter which provides that:

1. a confidential pre-hearing conference shall take place on December 11, 2013 at 10:00 a.m.;

2. O’Brien shall file and serve any materials on which he intends to rely at the pre-hearing conference by December 2, 2013; and

3. the records from the September 30, 2013 and December 11, 2013 confidential pre-hearing conferences shall be sealed and treated as confidential pursuant to subsection 9(1) of the SPPA and rule 8.1 and subrule 5.2(1) of the Rules of Procedure.

The pre-hearing conference will be in camera.

A copy of the Order dated September 30, 2013 is available at www.osc.gov.on.ca

OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY