Notice from the Office of the Secretary: In the Matter of Daniel Quo Ming Sam

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
- AND -
IN THE MATTER OF DANIEL QUO MING SAM

TORONTO – The Commission issued an Order in the above named matter, which provides that:

1. pursuant to paragraph 2 of subsection 127(1) of the Act, trading in any securities by Sam shall cease until April 27, 2020, except that he may trade securities through one account in his own name through a registrant if he first provides a copy of this order to the registrant;
2. pursuant to paragraph 2.1 of subsection 127(1) of the Act, acquisition of any securities by Sam is prohibited until April 27, 2020; and
3. pursuant to paragraph 8.5 of subsection 127(1) of the Act, Sam is prohibited until April 27, 2020, from becoming or acting as a registrant or promoter.

 
A copy of the Order dated November 2, 2015 is available at www.osc.gov.on.ca.

OFFICE OF THE SECRETARY
JOSÉE TURCOTTE
SECRETARY

 

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