Notice from the Office of the Secretary: In the Matter of Caldwell Investment Management Ltd.

For Immediate Release
Notice from the Office of the Secretary

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF CALDWELL INVESTMENT MANAGEMENT LTD.

 

 

TORONTO – The Office of the Secretary issued a Notice of Hearing in the above named matter for a hearing to consider whether it is in the public interest to approve a settlement agreement entered into by Staff of the Commission and Caldwell Investment Management Ltd.

 

 

The hearing will be held at the offices of the Commission located at 20 Queen Street West, Toronto, 17th Floor, commencing on May 26, 2011, at 10:00 a.m. or as soon thereafter as the hearing can be held.

A copy of the Notice of Hearing dated May 24, 2011 and Statement of Allegations of Staff of the Ontario Securities Commission dated May 24, 2011 are available at www.osc.gov.on.ca

 

OFFICE OF THE SECRETARY
JOHN P. STEVENSON
SECRETARY

 

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