Notice from the Office of the Secretary: In the Matter of Argosy Securities Inc. and Keybase Financial Group Inc.
For Immediate Release
IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
- AND -
IN THE MATTER OF ARGOSY SECURITIES INC. and
KEYBASE FINANCIAL GROUP INC
TORONTO – The Commission issued an Order in the above named matter which provides that:
- pursuant to subsection 8(3) of the Act, that the terms and conditions set out in Schedule ‘A’ to this order are imposed on the registration of Argosy;
- pursuant to subsection 8(3) of the Act, that the terms and conditions set out in Schedule ‘B’ to this order are imposed on the registration of Keybase;
- pursuant to clause 9(1)(b) of the Statutory Powers Procedure Act, RSO 1990, c S.22, and rule 5.2 of the Commission’s Rules of Procedure, that the following portions of documents comprising evidence at the Hearing are to be kept confidential and not available to the public without further order of the Commission:
- in Exhibit “A” to Exhibit 5: the fourth and fifth paragraphs on page one; the first bullet point paragraph (fourth paragraph) on page two; and the second paragraph on page three;
- in Exhibit “A” to Exhibit 6: the second sentence in the third paragraph on page one; the first sentence of the fourth paragraph on page one; the last sentence in the first paragraph on page two and the second last paragraph on page two; and
- in the written submissions filed by the parties, any reference to the passages specified in subparagraphs 3.a and 3.b above; and
- that within 30 days of this order, the record of the Hearing shall be redacted by the parties in accordance with the Commission’s Practice Guideline of April 24, 2012, Use and Disclosure of Personal Information in Ontario Securities Commission’s Adjudicative Proceedings and to maintain the confidentiality ordered in paragraph 3 above.
A copy of the Order dated January 20, 2016 is available at www.osc.gov.on.ca.
OFFICE OF THE SECRETARY
JOSÉE TURCOTTE
SECRETARY
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